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Compliance Officer Jobs

9 matches | 1 - 9 displayed
  1  
date  location  job detail
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Feb 05,2020 USA-OR-Portland VP General Counsel & Chief Compliance Officer
\n\nJob Description\nTo support our company?s rapid growth, the Chief Financial Officer/Chief Operating Officer is seeking a stellar VP, General Counsel/Chief Compliance Officer to be responsible for the development and execution of legal and compliance functions.  This senior leadership role wil
Feb 05,2020 USA-OH-Attica Chief Legal Counsel & Compliance Officer
Job Description\nResponsible for advising the Bank regarding legal, compliance, and bank regulatory issues for the Bank's business and operations, including Company's growing payments line of business. Qualifications:Education:     JD.Licenses/Certifications:         Active license to
Feb 05,2020 USA-NJ-Atlantic City Chief Compliance Officer
Job Description\nThe Chief Compliance Officer (CCO) is responsible for the daily operations of the approved compliance review and reporting system in accordance with the N.J.A.C. 13:69C-8:8 and ensuring the integrity of Ocean Casino Resort?s property-wide compliance efforts.  This role will repo
Mar 03,2020 USA-MA-Worcester VP & Chief Compliance Officer
Job Description\nThe Chief Compliance Officer is a member of Hanover?s senior management team reporting into the Office of the General Counsel (OGC).  The Chief Compliance Officer has principal authority and responsibility for the development, implementation, oversight, and evaluation of all aspect
Mar 14,2020 USA-NY-New York City Compliance Manager - Broker/Dealer
Job Description\nRESPONSIBILITIES:Kforce's client, a broker/dealer headquartered in New York, NY, is seeking a Trade Surveillance Associate for their Manhattan office. This is a company with tremendous stability and growth, and it has a track record of offering both to their employees over the past
Mar 14,2020 USA-NY-New York City Compliance Manager - Broker/Dealer
Job Description\nRESPONSIBILITIES:Kforce's client, a broker/dealer headquartered in New York, NY, is seeking a Trade Surveillance Associate for their Manhattan office. This is a company with tremendous stability and growth, and it has a track record of offering both to their employees over the past
Mar 31,2020 USA-TX-Dallas Chief Compliance Officer Mortgage Practice
Job Description\nCompany is seeking a qualified Chief Compliance Officer (CCO) for its Mortgage Practice. The CCO must have extensive experience and knowledge in Mortgage Compliance and of consumer financial services laws, including, but not limited to, TILA, ECOA, SCRA, FACTA, GLBA, SAFE Act, TCPA,
Mar 30,2020 USA-FL-Miami Compliance Manager
Job Description\nRESPONSIBILITIES:Kforce has a client seeking a Compliance Manager in Miami, FL.\r\n\r\nMain Duties and Responsibilities:\r\n Monitor transactions and review alerts to identify potential suspicious activity within a given timeframe\r\n Identify patterns and trends consistent with mon

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